ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Eligible Counterparty, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Dafydd Miners

    IRN RDM01090

    • (270)CF30 Customer (1 Nov 2007 to 20 Feb 2014)
    • (271)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Robert Edmund Charles Glass

    IRN REG01031

    • (415)CF26 Customer Trading (1 Dec 2001 to 19 Jun 2002)
  • Robert Edward Murdin

    IRN REM01036

    • (1340)CF10 Compliance Oversight (15 Jun 2005 to 5 Aug 2008)
  • Robert Hardy

    IRN RAH01239

    • (1733)CF30 Customer (1 Nov 2007 to 14 Aug 2008)
    • (1734)CF23 Corporate Finance Adviser (20 Feb 2007 to 31 Oct 2007)
  • Robert James Whitby-Smith

    IRN RJW01194

    • (2507)CF21 Investment Adviser (10 May 2002 to 18 Feb 2005)
  • Robert John Baxter

    IRN RJB01206

    • (652)CF21 Investment Adviser (29 Jan 2002 to 19 Nov 2002)
  • Robert John Mugridge

    IRN RJM01432

    • (124)[FCA CF] Manager of certification employee (since 2 Dec 2024)
    • (125)[FCA CF] Proprietary trader (since 13 May 2021)
    • (123)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1645)CF30 Customer (13 Mar 2009 to 6 Mar 2016)
  • Robert Kucharski

    IRN RXK01118

    • (100)CF26 Customer Trading (1 Dec 2001 to 10 Apr 2002)
  • Robert Layton Perkins

    IRN RLP01054

    • (1790)[FCA CF] Manager of certification employee (1 Jan 2024 to 17 Oct 2025)
    • (1789)[FCA CF] Client dealing (7 Mar 2016 to 17 Oct 2025)
    • (1787)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (1788)CF23 Corporate Finance Adviser (31 May 2005 to 31 Oct 2007)
  • Robert Mark Robson

    IRN RMR01024

    • (662)CF26 Customer Trading (1 Dec 2001 to 2 Jul 2007)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (256)[FCA CF] Manager of certification employee

  2. controlled function added: (255)[FCA CF] Client dealing

  3. controlled function added: (254)[FCA CF] Proprietary trader

  4. controlled function added: (253)[FCA CF] Manager of certification employee

  5. controlled function added: (252)[FCA CF] Material risk taker

  6. controlled function added: (251)[FCA CF] Client dealing

  7. controlled function added: (250)[PRA CF] Significant risk taker or Material risk taker

  8. controlled function added: (249)[FCA CF] Proprietary trader

  9. controlled function added: (248)[FCA CF] Manager of certification employee

  10. controlled function added: (247)[FCA CF] Client dealing

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