Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
J.P. Morgan Investment Management Inc
FRN 119267
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- CF30 Customer (26 Sep 2016 to 8 Dec 2019)
-
JPMorgan Asset Management (UK) Limited
FRN 119337
- [FCA CF] Manager of certification employee (since 9 Dec 2019)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 17 Oct 2022)
- CF30 Customer (6 Dec 2010 to 8 Dec 2019)
-
- CF30 Customer (11 Aug 2008 to 31 Dec 2009)
-
- CF30 Customer (1 Nov 2007 to 14 Aug 2008)
- CF23 Corporate Finance Adviser (20 Feb 2007 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.