ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
1 week ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Eligible Counterparty, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Patrick William Degg

    IRN PWD01024

    • (350)CF23 Corporate Finance Adviser (1 Dec 2001 to 1 Aug 2006)
  • Patrycja Szerszenowicz

    IRN PXS01957

    • (1650)[FCA CF] Client dealing (7 Mar 2016 to 3 Jul 2023)
    • (1649)CF30 Customer (10 Nov 2008 to 6 Mar 2016)
  • Patryk Piotr Plewka

    IRN PPP01020

    • (22)[FCA CF] Client dealing (since 4 Sep 2024)
  • Paul Andrew Mills

    IRN PAM01211

    • (867)CF23 Corporate Finance Adviser (5 May 2005 to 23 Feb 2007)
  • Paul Andrew Newman

    IRN PAN01028

    • (89)CF21 Investment Adviser (29 Jan 2002 to 18 Apr 2005)
  • Paul Antony David Stoll

    IRN PXS02349

    • (1448)CF30 Customer (8 Jul 2014 to 6 Mar 2016)
  • Paul Barry Roger

    IRN PBR01010

    • (1943)CF30 Customer (10 Sep 2009 to 20 Jul 2010)
  • Paul Bradford

    IRN PXB01782

    • (1809)[FCA CF] Proprietary trader (13 May 2021 to 28 Jul 2022)
    • (1807)[FCA CF] Client dealing (7 Mar 2016 to 28 Jul 2022)
    • (1808)[FCA CF] Material risk taker (7 Mar 2016 to 15 Oct 2021)
    • (1805)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (1806)CF21 Investment Adviser (15 Jan 2007 to 31 Oct 2007)
  • Paul Bran

    IRN PDB01085

    • (228)[FCA CF] Manager of certification employee (since 24 Oct 2022)
    • (227)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1957)CF30 Customer (17 Jun 2010 to 6 Mar 2016)
  • Paul Castle

    IRN PJC01275

    • (1818)CF21 Investment Adviser (8 Nov 2004 to 18 Sep 2006)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (286)[FCA CF] Client dealing

  2. controlled function added: (285)[FCA CF] Client dealing

  3. controlled function added: (284)[FCA CF] Client dealing

  4. controlled function added: (283)[FCA CF] Client dealing

  5. controlled function added: (282)[FCA CF] Client dealing

  6. controlled function added: (281)[FCA CF] Client dealing

  7. controlled function added: (280)[FCA CF] Proprietary trader

  8. controlled function added: (279)[FCA CF] Client dealing

  9. controlled function added: (278)[FCA CF] Client dealing

  10. controlled function added: (277)[FCA CF] Client dealing

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