Paul Andrew Newman

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wimmer Financial LLP (no longer approved here)

    FRN 478796

    • Employed By (13 Jun 2016 to 5 Nov 2018)
  • Wimmer Family Office Ltd (no longer approved here)

    FRN 665654

    • CF30 Customer (25 Aug 2015 to 5 Nov 2018)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (29 Oct 2013 to 26 Aug 2015)
  • Stifel Nicolaus Europe Limited (no longer approved here)

    FRN 190412

    • CF1 Director (1 Oct 2011 to 31 May 2013)
    • CF10 Compliance Oversight (6 Nov 2009 to 1 Oct 2011)
    • CF11 Money Laundering Reporting (6 Nov 2009 to 1 Oct 2011)
    • CF30 Customer (1 Sep 2008 to 31 May 2013)
  • ING Bank N.V. (no longer approved here)

    FRN 124940

    • CF21 Investment Adviser (29 Jan 2002 to 18 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

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