ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Joseph Richard Odd

    IRN JRO01024

    • (217)CF21 Investment Adviser (1 Dec 2001 to 17 Jul 2002)
  • Joseph Weaver

    IRN JCW01205

    • (1896)[FCA CF] Client dealing (10 Aug 2018 to 13 Jun 2019)
  • Joshua Baxter

    IRN JXB02798

    • (1556)[FCA CF] Client dealing (7 Mar 2016 to 23 Feb 2026)
    • (1555)CF30 Customer (14 Dec 2011 to 6 Mar 2016)
  • Jourdan Ken Thompson

    IRN JKT01024

    • (534)CF30 Customer (1 Nov 2007 to 8 May 2014)
    • (535)CF23 Corporate Finance Adviser (23 Aug 2007 to 31 Oct 2007)
  • Joy Elizabeth Doris Giorgi

    IRN JEG01048

    • (270)[FCA CF] Client dealing (since 7 Mar 2016)
    • (2175)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (2176)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Jozsef Gergely Laszlo

    IRN JGL01075

    • (667)CF30 Customer (1 Nov 2007 to 31 May 2011)
    • (668)CF23 Corporate Finance Adviser (29 Nov 2005 to 31 Oct 2007)
  • Juan Francisco Marcano

    IRN JFM01098

    • (1316)CF30 Customer (10 Sep 2008 to 4 Nov 2009)
  • Juan Jose Carrion, Jr

    IRN JJC01063

    • (1989)CF30 Customer (22 Feb 2016 to 6 Mar 2016)
  • Juan Jose Mendez Iwers

    IRN JXM56517

    • (2224)[FCA CF] Client dealing (17 May 2018 to 31 Aug 2022)
  • Juan Mandich Qwuastrom

    IRN JPM01136

    • (1850)CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2003)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (526)SMF22 Other Local Responsibility

  2. controlled function added: (525)SMF22 Other Local Responsibility

  3. controlled function added: (524)SMF17 Money Laundering Reporting Officer (MLRO)

  4. controlled function added: (523)SMF5 Head of Internal Audit

  5. controlled function added: (522)SMF24 Chief Operations

  6. controlled function added: (521)SMF24 Chief Operations

  7. controlled function added: (520)SMF4 Chief Risk

  8. controlled function added: (519)[FCA CF] Client dealing

  9. controlled function added: (518)[FCA CF] Client dealing

  10. controlled function added: (517)[FCA CF] Manager of certification employee

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