ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Eligible Counterparty, Professional, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Binary Bet, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Simon Lindsay-Bayley

    IRN MSL01052

    • (327)CF30 Customer (1 Nov 2007 to 3 Nov 2008)
    • (328)CF23 Corporate Finance Adviser (9 Jul 2007 to 31 Oct 2007)
  • Mark Smith

    IRN MXS01370

    • (621)CF21 Investment Adviser (3 Mar 2003 to 19 Apr 2004)
  • Mark Stephen Cartlich

    IRN MSC01046

    • (388)CF30 Customer (1 Nov 2007 to 31 Aug 2008)
    • (389)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Mark Stephen Ford

    IRN MXF01453

    • (207)CF30 Customer (7 Dec 2007 to 14 Mar 2012)
  • Mark Steven Brown

    IRN MSB01054

    • (1538)CF21 Investment Adviser (29 Jan 2002 to 1 Jul 2003)
  • Mark Steven Foley

    IRN MSF01034

    • (221)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1935)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (1936)CF21 Investment Adviser (21 Feb 2002 to 31 Oct 2007)
  • Mark Stoddart

    IRN MXS02149

    • (824)CF21 Investment Adviser (17 Jun 2005 to 18 Apr 2006)
  • Mark Wells

    IRN MXW00466

    • (2420)[FCA CF] Algorithmic trading (8 Dec 2021 to 10 Dec 2021)
    • (2422)[FCA CF] Proprietary trader (22 Sep 2021 to 17 Jan 2022)
    • (2421)[FCA CF] Client dealing (22 Sep 2021 to 17 Jan 2022)
  • Marko Zeljko Popovic

    IRN MZP01000

    • (1202)CF30 Customer (15 Aug 2008 to 6 Mar 2016)
    • (1203)CF21 Investment Adviser (6 Feb 2002 to 26 Jun 2006)
  • Marta Stojanova

    IRN MXS01495

    • (33)CF30 Customer (9 Sep 2015 to 6 Mar 2016)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (416)[FCA CF] Client dealing

  2. controlled function added: (415)[FCA CF] Material risk taker

  3. controlled function added: (414)[PRA CF] Significant risk taker or Material risk taker

  4. controlled function added: (413)[FCA CF] Client dealing

  5. controlled function added: (412)[FCA CF] Client dealing

  6. controlled function added: (411)[FCA CF] Client dealing

  7. controlled function added: (410)[FCA CF] Proprietary trader

  8. controlled function added: (409)[FCA CF] Client dealing

  9. controlled function added: (408)[FCA CF] Client dealing

  10. controlled function added: (407)[FCA CF] Client dealing

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