ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Eligible Counterparty, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael Edward Roll Sharman

    IRN MES01039

    • (2171)[FCA CF] Manager of certification employee (24 Oct 2022 to 31 Dec 2023)
    • (2170)[FCA CF] Material risk taker (7 Mar 2016 to 1 Jan 2019)
    • (2169)[FCA CF] Client dealing (7 Mar 2016 to 31 Dec 2023)
    • (2167)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (2168)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Michael Ellison Shields

    IRN MES01105

    • (58)[PRA CF] Significant risk taker or Material risk taker (since 1 Feb 2023)
    • (60)[FCA CF] Material risk taker (since 1 Feb 2023)
    • (61)[FCA CF] Manager of certification employee (since 24 Oct 2022)
    • (59)[FCA CF] Client dealing (since 7 Mar 2016)
    • (1508)[FCA CF] Material risk taker (7 Mar 2016 to 15 Oct 2021)
    • (1507)CF30 Customer (24 Dec 2012 to 6 Mar 2016)
  • Michael Francis Helsby

    IRN MFH01040

    • (1942)CF21 Investment Adviser (29 Jan 2002 to 8 Aug 2003)
  • Michael Francis John Stoddart

    IRN MFS01029

    • (658)CF21 Investment Adviser (29 Jan 2002 to 16 Jan 2003)
  • Michael Gerard Gilfellon

    IRN MGG01042

    • (792)CF29 Significant management (1 Nov 2007 to 3 Sep 2015)
    • (794)CF17 Significant Mgt (Other Business Operations) (17 Feb 2006 to 31 Oct 2007)
    • (793)CF20 Significant Mgt (Settlements) (17 Feb 2006 to 31 Oct 2007)
  • Michael Jeffrey Willey

    IRN MJW01237

    • (1190)CF20 Significant Mgt (Settlements) (30 Jul 2002 to 19 Dec 2005)
    • (1191)CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 19 Dec 2005)
  • Michael John Beck

    IRN MXB00952

    • (524)SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Oct 2022)
  • Michael John Blogg

    IRN MJB01291

    • (1197)CF21 Investment Adviser (29 Jan 2002 to 11 Jul 2002)
  • Michael John Corbett

    IRN MJC01260

    • (278)CF30 Customer (13 Jan 2010 to 6 Mar 2016)
  • Michael John Cuthbert

    IRN MJC01231

    • (2574)CF21 Investment Adviser (29 Jan 2002 to 2 Oct 2002)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (426)[FCA CF] Client dealing

  2. controlled function added: (425)[FCA CF] Client dealing

  3. controlled function added: (424)[FCA CF] Client dealing

  4. controlled function added: (423)[FCA CF] Manager of certification employee

  5. controlled function added: (422)[FCA CF] Material risk taker

  6. controlled function added: (421)[PRA CF] Significant risk taker or Material risk taker

  7. controlled function added: (420)[PRA CF] Managing a material risk taker

  8. controlled function added: (419)[FCA CF] Client dealing

  9. controlled function added: (418)[FCA CF] Client dealing

  10. controlled function added: (417)[FCA CF] Client dealing

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