ING Bank N.V.

Date authorised
1 April 2013
Companies House
FC010062
Last scraped
5 days ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    8-10 Moorgate
    London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000
    Web
    https://www.ing.com

  • Complaints Contact

    Ing Bank
    8-10 Moorgate
    London
    City Of London
    EC2R 6DA
    UNITED KINGDOM
    Phone
    +442077671000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For Professional, Eligible Counterparty, Deposit

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Authorised to Operate

  • Arranges Investments

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

    Show 1 limitation
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients.
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Emissions Allowance, Binary Bet

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

  • Investment Setup

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant, Binary Bet, Emissions Allowance

    Show 2 limitations
    • · When carrying out permitted activities relating to emission allowances or emission auction products, the firm must not provide services to retail clients
    • · When dealing with retail clients, the firm may not carry out the investment activity in relation to a Binary Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael John Houghton

    IRN MJH01268

    • (1318)CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
  • Michael John Hughes

    IRN MJH01279

    • (972)CF26 Customer Trading (1 Dec 2001 to 16 Mar 2004)
  • Michael John Merrigan

    IRN MJM01196

    • (560)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (561)CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Michael Juel Axelgaard

    IRN MJA01170

    • (2620)CF30 Customer (1 Nov 2007 to 1 Dec 2010)
    • (2621)CF23 Corporate Finance Adviser (10 Oct 2007 to 31 Oct 2007)
  • Michael Kaluzynski

    IRN MXK02075

    • (66)CF30 Customer (21 Mar 2012 to 13 Dec 2014)
  • Michael Lee

    IRN MXL01894

    • (549)CF30 Customer (27 Sep 2011 to 27 Jul 2012)
  • Michael Lucas

    IRN MXL01206

    • (511)CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • (512)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Oct 2007)
  • Michael Marsham

    IRN MXM01821

    • (1360)CF21 Investment Adviser (7 Apr 2003 to 8 Jul 2003)
  • Michael Patrick Whealon

    IRN MPW01043

    • (1347)CF23 Corporate Finance Adviser (1 Dec 2001 to 31 Aug 2006)
  • Michael Paul Pflitsch

    IRN MPP01053

    • (967)CF30 Customer (4 Mar 2008 to 6 Jun 2009)
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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (436)[FCA CF] Proprietary trader

  2. controlled function added: (435)[FCA CF] Client dealing

  3. controlled function added: (434)[FCA CF] Algorithmic trading

  4. controlled function added: (433)[FCA CF] Proprietary trader

  5. controlled function added: (432)[FCA CF] Client dealing

  6. controlled function added: (431)[FCA CF] Algorithmic trading

  7. controlled function added: (430)[FCA CF] Client dealing

  8. controlled function added: (429)[FCA CF] Material risk taker

  9. controlled function added: (428)[FCA CF] Client dealing

  10. controlled function added: (427)[PRA CF] Significant risk taker or Material risk taker

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