Date authorised
1 April 2013
Companies House
OC324361
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Suite 2.4, 2nd Floor
    ICE Building
    3, Exchange Quay
    Salford Quays
    Manchester
    M5 3ED
    UNITED KINGDOM
    Phone
    +441612422910
  • Complaints Contact

    Suite 2.4, 2nd Floor
    ICE Building
    3, Exchange Quay
    Salford Quays
    Manchester
    M5 3ED
    UNITED KINGDOM
    Phone
    +441612422910

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Phillip Michael Rainford

    IRN PXR00351

    • CF30 Customer (since 26 Jun 2023)
  • Rahul Arun Shetty

    IRN RAS01344

    • CF1 Director (AR) (28 Jan 2022 to 28 Nov 2022)
    • CF30 Customer (28 Jan 2022 to 28 Nov 2022)
  • Rebekka Schäfer

    IRN RXS01814

    • CF30 Customer (7 Jul 2025 to 1 Aug 2025)
  • Riccardo Picciulin

    IRN RXP00376

    • CF30 Customer (31 Mar 2022 to 17 May 2022)
  • Richard Allan Jeffrey Marshall

    IRN RXM00939

    • CF30 Customer (since 16 Dec 2023)
    • CF1 Director (AR) (since 16 Dec 2023)
  • Sarah Butler

    IRN SXP01647

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF11 Money Laundering Reporting (3 Jun 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 Jun 2015 to 8 Dec 2019)
    • CF10a CASS Oversight function (3 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (6 Jun 2007 to 31 Oct 2007)
    • CF4 Partner (6 Jun 2007 to 8 Dec 2019)
  • Sarah Louise Wills

    IRN SXW00994

    • CF30 Customer (since 25 Apr 2025)
  • Simon John Radford

    IRN SJR01131

    • CF30 Customer (since 3 Feb 2026)
  • Simon Larah

    IRN SXL02119

    • CF30 Customer (7 Jul 2016 to 26 Sep 2022)
  • Simon Martin Lord

    IRN SML01054

    • CF30 Customer (since 12 Jan 2021)
    • CF4 Partner (AR) (since 12 Jan 2021)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.