Date authorised
1 April 2013
Companies House
FC026909
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Leaf B, 38th Floor, Tower 42
    25 Old Broad Street
    London
    EC2N 1HQ
    UNITED KINGDOM
    Phone
    +442078475589
  • Complaints Contact

    Leaf B, 38th Floor, Tower 42
    25 Old Broad Street
    London
    EC2N 1HQ
    UNITED KINGDOM
    Phone
    +442078475589

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anthony Rendell Boyd Wills

    IRN ARW01201

    • CF10 Compliance Oversight (29 Sep 2008 to 14 Jun 2011)
    • CF11 Money Laundering Reporting (29 Sep 2008 to 14 Jun 2011)
  • Changkyoo Joo

    IRN CXJ00091

    • SMF22 Other Local Responsibility (1 May 2021 to 18 Jan 2024)
  • DONGWHA SHIN

    IRN DXS00488

    • SMF19 Head of Overseas Branch/Head of Overseas (24 Nov 2021 to 31 Jan 2024)
  • HAK-MYUNG KIM

    IRN HXK01351

    • CF2 Non Executive Director (4 Jul 2013 to 25 Mar 2015)
  • Ho Chang Kang

    IRN HCK01006

    • CF2 Non Executive Director (19 Feb 2010 to 6 May 2013)
    • CF8 Apportionment and Oversight (31 Oct 2006 to 28 Feb 2009)
    • CF3 Chief Executive (31 Oct 2006 to 28 Feb 2009)
  • JINHO YUN

    IRN JXY00108

    • [FCA CF] Client dealing (since 1 Feb 2024)
  • Jaewon Jeong

    IRN JXJ32914

    • SMF22 Other Local Responsibility (23 Dec 2020 to 22 Jan 2021)
    • [FCA CF] Significant management (19 Feb 2018 to 22 Jan 2021)
  • Jaewon Lim

    IRN JXL00219

    • [FCA CF] Client dealing (22 Jan 2021 to 18 Jan 2024)
  • Joon-Koo Yoon

    IRN JXY01070

    • CF3 Chief Executive (13 Mar 2009 to 5 Feb 2010)
    • CF8 Apportionment and Oversight (13 Mar 2009 to 31 Mar 2009)
  • KIHYUN IM

    IRN KXI00055

    • [FCA CF] Proprietary trader (since 23 Jul 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.