Industrial Bank of Korea

• Principal Place of Business

  Leaf B, 38th Floor, Tower 42

  25 Old Broad Street

  London

  EC2N 1HQ

  UNITED KINGDOM

  Phone

  +442078475589

  Web

  https://global.ibk.co.kr

• Complaints Contact

  Leaf B, 38th Floor, Tower 42

  25 Old Broad Street

  London

  EC2N 1HQ

  UNITED KINGDOM

  Phone

  +442078475589

• Bank Deposits

  For All, Deposit

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Keith Charles Anthony Laurence

  IRN KCL01005

  • CF10 Compliance Oversight (31 Oct 2006 to 19 Sep 2008)
  • CF11 Money Laundering Reporting (31 Oct 2006 to 19 Sep 2008)
• SEUNGROK BAE

  IRN SXB32913

  • [FCA CF] Client dealing (20 Jul 2017 to 22 Jan 2021)
• Seunghun Baek

  IRN SXB01183

  • [FCA CF] Proprietary trader (1 Sep 2022 to 18 Jul 2025)
• Sik Yong Woo

  IRN SYW01003

  • CF30 Customer (1 Nov 2007 to 30 Jul 2010)
  • CF26 Customer Trading (31 Oct 2006 to 31 Oct 2007)
• Sivasankaran Kongot Puthenveettil

  IRN SXK01853

  • SMF16 Compliance Oversight (since 7 Mar 2016)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 7 Mar 2016)
  • CF11 Money Laundering Reporting (28 Jun 2011 to 6 Mar 2016)
  • CF10 Compliance Oversight (28 Jun 2011 to 6 Mar 2016)
• Sung Jae Choe

  IRN SJC01451

  • CF3 Chief Executive (24 Aug 2012 to 16 Jul 2015)
• Sung Jin Jung

  IRN SJJ01123

  • SMF19 Head of Overseas Branch/Head of Overseas (6 Nov 2018 to 31 Aug 2021)
• Tae-Go Kwon

  IRN TXK01296

  • CF3 Chief Executive (26 Feb 2010 to 13 Jul 2012)
  • CF8 Apportionment and Oversight (26 Feb 2010 to 13 Jul 2012)
• Taejoon Lee

  IRN TXL01338

  • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 3 Oct 2018)
  • CF3 Chief Executive (13 Oct 2015 to 6 Mar 2016)
• Taekyung Kim

  IRN TXK32915

  • [FCA CF] Proprietary trader (23 Jul 2019 to 1 Sep 2022)

No changes recorded yet.