Industrial and Commercial Bank of China Limited

• Principal Place of Business

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  https://www.icbc-uk.com

• Complaints Contact

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sihui Zeng

  IRN SXZ65634

  • [FCA CF] Client dealing (27 Nov 2017 to 28 Oct 2022)
• Sonam Hamel Kansara

  IRN SHK01035

  • [FCA CF] Material risk taker (since 1 Nov 2024)
  • [FCA CF] Significant management (since 1 Nov 2024)
• Sonia Milizia

  IRN SXM03238

  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Stewart Carvil

  IRN SXC65620

  • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2018 to 22 Aug 2022)
  • [FCA CF] Material risk taker (10 Sep 2018 to 22 Aug 2022)
• Tao Peng

  IRN TXP65623

  • [FCA CF] Manager of certification employee (since 17 Sep 2018)
  • [FCA CF] Client dealing (since 17 Sep 2018)
• Tiancheng Peng

  IRN TXP00423

  • [FCA CF] Client dealing (since 26 Mar 2026)
• Tong Zhao

  IRN TXZ65628

  • [FCA CF] Client dealing (9 May 2017 to 29 Mar 2026)
• Trudy Mariner

  IRN TXM00129

  • [FCA CF] Significant management (since 28 Dec 2020)
  • [FCA CF] Material risk taker (since 28 Dec 2020)
• Wei Wu

  IRN WXW00061

  • [FCA CF] Client dealing (9 Aug 2021 to 20 Jun 2025)
• Wei Yu

  IRN WXY01028

  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)

No changes recorded yet.