Industrial and Commercial Bank of China Limited

• Principal Place of Business

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  https://www.icbc-uk.com

• Complaints Contact

  81 King William Street

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

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  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Qizhi Hou

  IRN QXH00002

  • [FCA CF] Material risk taker (28 Dec 2020 to 10 Oct 2023)
  • [FCA CF] Significant management (28 Dec 2020 to 10 Oct 2023)
• Renjun Wang

  IRN RXW01658

  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Richard Andrew Frederick Heron

  IRN RXH00504

  • [FCA CF] Significant management (13 Apr 2022 to 3 Jul 2023)
  • [FCA CF] Material risk taker (13 Apr 2022 to 3 Jul 2023)
• Robert Carroll

  IRN RXC00830

  • [FCA CF] Significant management (since 26 Feb 2025)
  • [FCA CF] Material risk taker (since 26 Feb 2025)
• Robert Gordon Clark

  IRN RGC01098

  • SMF4 Chief Risk (7 Mar 2016 to 25 Apr 2025)
  • CF28 Systems and controls (27 Jan 2015 to 6 Mar 2016)
• Ruixiang Han

  IRN RXH02212

  • SMF1 Chief Executive (2 Aug 2016 to 3 Aug 2016)
  • SMF19 Head of Overseas Branch/Head of Overseas (2 Aug 2016 to 12 Apr 2023)
• Sanjay Pandya

  IRN SXP01990

  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
• Seng Son Yuen

  IRN SXY00056

  • [FCA CF] Client dealing (27 Apr 2021 to 30 Sep 2021)
• Shunli Zhang

  IRN SXZ00013

  • [FCA CF] Material risk taker (28 Dec 2020 to 20 May 2024)
  • [FCA CF] Significant management (28 Dec 2020 to 20 May 2024)
• Shuyi Yuan

  IRN SXY01169

  • SMF24 Chief Operations (29 May 2018 to 30 Sep 2023)
  • SMF2 Chief Finance (15 Jul 2016 to 15 Dec 2017)
  • SMF3 Executive Director (7 Mar 2016 to 30 Sep 2023)
  • CF1 Director (10 Nov 2014 to 6 Mar 2016)

No changes recorded yet.