Date authorised
1 April 2013
Companies House
OC344205
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5-8 Lower John Street
    London
    W1F 9DY
    UNITED KINGDOM
    Phone
    +4402071542020
  • Complaints Contact

    5-8 Lower John Street
    London
    Westminster
    W1F 9DY
    UNITED KINGDOM
    Phone
    +442071542020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Francesco De Rubertis

    IRN FXD01170

    • CF4 Partner (AR) (1 Jan 2016 to 11 Oct 2016)
    • CF30 Customer (29 Jun 2009 to 11 Oct 2016)
    • CF4 Partner (29 Jun 2009 to 9 Jun 2016)
  • Georgia Stevenson

    IRN GXS00419

    • [FCA CF] Client dealing (since 1 Mar 2022)
  • Hannah Masri

    IRN HXM00163

    • SMF27 Partner (since 1 Jul 2024)
    • [FCA CF] Client dealing (since 19 Apr 2021)
  • Jan Hammer

    IRN JXH01600

    • [FCA CF] Client dealing (since 25 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Jan 2017 to 22 Nov 2019)
    • CF11 Money Laundering Reporting (1 Jan 2017 to 22 Nov 2019)
    • CF30 Customer (20 Mar 2012 to 8 Dec 2019)
    • CF4 Partner (20 Mar 2012 to 8 Dec 2019)
  • Julia Andre

    IRN JXA00373

    • [FCA CF] Client dealing (since 9 Mar 2022)
  • Juriaan Duizendstraal

    IRN JXD01018

    • [FCA CF] Client dealing (since 15 Apr 2025)
  • Kevin Stuart Johnson

    IRN KSJ01024

    • CF4 Partner (AR) (1 Jan 2016 to 11 Oct 2016)
    • CF4 Partner (14 Mar 2011 to 31 Oct 2013)
    • CF30 Customer (14 Mar 2011 to 11 Oct 2016)
  • Martin Benoit Antoine Mignot

    IRN MBM01074

    • SMF17 Money Laundering Reporting Officer (MLRO) (17 Dec 2021 to 12 Aug 2022)
    • SMF16 Compliance Oversight (17 Dec 2021 to 12 Aug 2022)
    • [FCA CF] Client dealing (25 Mar 2021 to 16 Aug 2022)
    • SMF27 Partner (9 Dec 2019 to 12 Aug 2022)
    • CF30 Customer (4 Jul 2016 to 8 Dec 2019)
    • CF4 Partner (4 Jul 2016 to 8 Dec 2019)
  • Maximilian Rimpel

    IRN MXR00297

    • [FCA CF] Client dealing (25 Mar 2021 to 14 May 2021)
  • Michelangelo Volpi

    IRN MXV01207

    • CF4 Partner (20 May 2010 to 1 Feb 2012)
    • CF30 Customer (20 May 2010 to 1 Feb 2012)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.