Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Client dealing (since 25 Mar 2021)
    • SMF27 Partner (since 9 Dec 2019)
    • CF10 Compliance Oversight (1 Jan 2017 to 22 Nov 2019)
    • CF11 Money Laundering Reporting (1 Jan 2017 to 22 Nov 2019)
    • CF30 Customer (20 Mar 2012 to 8 Dec 2019)
    • CF4 Partner (20 Mar 2012 to 8 Dec 2019)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF22 Investment Adviser (Trainee) (24 Oct 2002 to 23 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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