Independent Broking Solutions Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 George Yard4th FloorLondonEC3V 9DFUNITED KINGDOM- Phone
- +442036214759
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Complaints Contact
1 George Yard4th FloorLondonEC3V 9DFUNITED KINGDOM- Phone
- +442036214759
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Matthew Lock
IRN MXL01585
- Responsible for Insurance Mediation (18 Nov 2014 to 31 Dec 2015)
- CF1 Director (29 Dec 2005 to 31 Dec 2015)
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Mayer Nahum
IRN MXN01669
- CF1 Director (AR) (4 Mar 2015 to 2 Jul 2019)
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Michael Joseph Davis
IRN MXD24541
- CF1 Director (AR) (since 10 Dec 2021)
- SMF3 Executive Director (since 24 Feb 2020)
- Responsible for Insurance Distribution (since 24 Feb 2020)
- [FCA CF] Significant management (since 24 Feb 2020)
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Michael Paul Makowski
IRN MXM11446
- CF1 Director (AR) (13 Feb 2019 to 30 Jan 2020)
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Milton Ming-Keng Yang
IRN MMY01005
- CF1 Director (AR) (7 May 2013 to 29 Aug 2019)
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Mital Patel
IRN MXP00425
- CF1 Director (AR) (since 3 Sep 2021)
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Nicholas Beresford Readings
IRN NBR01012
- CF1 Director (AR) (since 17 Sep 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (3 Nov 2009 to 2 Mar 2020)
- CF3 Chief Executive (29 Apr 2008 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (10 Jan 2006 to 31 Mar 2009)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
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Nicholas Charles Gralton
IRN NCG01026
- CF1 Director (AR) (23 Nov 2019 to 20 May 2025)
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Nicholas Hall
IRN NXH01502
- CF1 Director (AR) (30 Oct 2012 to 14 Dec 2016)
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Nicholas John Marius Carratu
IRN NXC11445
- CF1 Director (AR) (since 10 Jun 2024)
- CF1 Director (AR) (7 Mar 2019 to 13 Jul 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Excessweather No 2 Limited (no longer appointed)
FRN 667434 · Appointed 21 Jan 2015 · Until 6 Jul 2020
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AIM Insurance Brokers Limited (no longer appointed)
FRN 621986 · Appointed 24 Apr 2014 · Until 3 Jul 2019
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R P Assure Services Limited (no longer appointed)
FRN 607140 · Appointed 10 Sep 2013 · Until 21 Apr 2015
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Amber Insurance Brokers Limited (no longer appointed)
FRN 597004 · Appointed 8 Mar 2013 · Until 13 Aug 2019
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.