Nicholas John Marius Carratu

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Independent Broking Solutions Limited
FRN 312026
- CF1 Director (AR) (since 10 Jun 2024)
- CF1 Director (AR) (7 Mar 2019 to 13 Jul 2022)
DIGITAL OVERSIGHT (AI) LIMITED
FRN 1011480
- (2)Employed By (since 10 Jun 2024)
MGA CAPITAL LIMITED (no longer approved here)
FRN 497552
- Director of firm who is not a certification employee or a SMF manager (10 Nov 2021 to 30 Jul 2022)
Celebrus Risk Limited (no longer approved here)
FRN 827975
- Employed By (7 Mar 2019 to 13 Jul 2022)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.