Independent Broking Solutions Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
1 George Yard4th FloorLondonEC3V 9DFUNITED KINGDOM- Phone
- +442036214759
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Complaints Contact
1 George Yard4th FloorLondonEC3V 9DFUNITED KINGDOM- Phone
- +442036214759
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Credit Brokering
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Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Matthew Lock
IRN MXL01585
- Responsible for Insurance Mediation (18 Nov 2014 to 31 Dec 2015)
- CF1 Director (29 Dec 2005 to 31 Dec 2015)
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Mayer Nahum
IRN MXN01669
- CF1 Director (AR) (4 Mar 2015 to 2 Jul 2019)
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Michael Joseph Davis
IRN MXD24541
- CF1 Director (AR) (since 10 Dec 2021)
- SMF3 Executive Director (since 24 Feb 2020)
- Responsible for Insurance Distribution (since 24 Feb 2020)
- [FCA CF] Significant management (since 24 Feb 2020)
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Michael Paul Makowski
IRN MXM11446
- CF1 Director (AR) (13 Feb 2019 to 30 Jan 2020)
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Milton Ming-Keng Yang
IRN MMY01005
- CF1 Director (AR) (7 May 2013 to 29 Aug 2019)
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Mital Patel
IRN MXP00425
- CF1 Director (AR) (since 3 Sep 2021)
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Nicholas Beresford Readings
IRN NBR01012
- CF1 Director (AR) (since 17 Sep 2020)
- SMF1 Chief Executive (since 9 Dec 2019)
- [FCA CF] Significant management (since 9 Dec 2019)
- SMF3 Executive Director (since 9 Dec 2019)
- CF1 Director (AR) (3 Nov 2009 to 2 Mar 2020)
- CF3 Chief Executive (29 Apr 2008 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
- CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
- CF8 Apportionment and Oversight (10 Jan 2006 to 31 Mar 2009)
- CF13 Finance (14 Jan 2005 to 31 Oct 2007)
- CF1 Director (14 Jan 2005 to 8 Dec 2019)
- CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
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Nicholas Charles Gralton
IRN NCG01026
- CF1 Director (AR) (23 Nov 2019 to 20 May 2025)
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Nicholas Hall
IRN NXH01502
- CF1 Director (AR) (30 Oct 2012 to 14 Dec 2016)
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Nicholas John Marius Carratu
IRN NXC11445
- CF1 Director (AR) (since 10 Jun 2024)
- CF1 Director (AR) (7 Mar 2019 to 13 Jul 2022)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
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Sophro MGA Limited
FRN 836347 · Appointed 13 Mar 2019
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Celebrus Risk Limited
FRN 827975 · Appointed 6 Dec 2018
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TRANSGLOBALRE Ltd
FRN 805427 · Appointed 30 Nov 2018
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VOLT RISK SOLUTIONS LIMITED
FRN 826827 · Appointed 23 Nov 2018
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City Quarter Brokers Limited
FRN 825522 · Appointed 8 Nov 2018
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Malakut (UK) Limited
FRN 811362 · Appointed 12 Jun 2018
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Blue Note Advisory Limited
FRN 807388 · Appointed 25 Apr 2018
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BLIS International Limited
FRN 754771 · Appointed 2 Aug 2016
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DVKA Consultants Limited
FRN 748348 · Appointed 26 May 2016
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Appointed Representative 1 Limited
FRN 686015 · Appointed 17 Apr 2015
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.