Independent Broking Solutions Limited

Date authorised
1 April 2013
Companies House
00616849
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    1 George Yard
    4th Floor
    London
    EC3V 9DF
    UNITED KINGDOM
    Phone
    +442036214759
  • Complaints Contact

    1 George Yard
    4th Floor
    London
    EC3V 9DF
    UNITED KINGDOM
    Phone
    +442036214759

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Lock

    IRN MXL01585

    • Responsible for Insurance Mediation (18 Nov 2014 to 31 Dec 2015)
    • CF1 Director (29 Dec 2005 to 31 Dec 2015)
  • Mayer Nahum

    IRN MXN01669

    • CF1 Director (AR) (4 Mar 2015 to 2 Jul 2019)
  • Michael Joseph Davis

    IRN MXD24541

    • CF1 Director (AR) (since 10 Dec 2021)
    • SMF3 Executive Director (since 24 Feb 2020)
    • Responsible for Insurance Distribution (since 24 Feb 2020)
    • [FCA CF] Significant management (since 24 Feb 2020)
  • Michael Paul Makowski

    IRN MXM11446

    • CF1 Director (AR) (13 Feb 2019 to 30 Jan 2020)
  • Milton Ming-Keng Yang

    IRN MMY01005

    • CF1 Director (AR) (7 May 2013 to 29 Aug 2019)
  • Mital Patel

    IRN MXP00425

    • CF1 Director (AR) (since 3 Sep 2021)
  • Nicholas Beresford Readings

    IRN NBR01012

    • CF1 Director (AR) (since 17 Sep 2020)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (AR) (3 Nov 2009 to 2 Mar 2020)
    • CF3 Chief Executive (29 Apr 2008 to 8 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (10 Jan 2006 to 31 Mar 2009)
    • CF13 Finance (14 Jan 2005 to 31 Oct 2007)
    • CF1 Director (14 Jan 2005 to 8 Dec 2019)
    • CF19 Significant Mgt (Financial Resources) (14 Jan 2005 to 31 Oct 2007)
  • Nicholas Charles Gralton

    IRN NCG01026

    • CF1 Director (AR) (23 Nov 2019 to 20 May 2025)
  • Nicholas Hall

    IRN NXH01502

    • CF1 Director (AR) (30 Oct 2012 to 14 Dec 2016)
  • Nicholas John Marius Carratu

    IRN NXC11445

    • CF1 Director (AR) (since 10 Jun 2024)
    • CF1 Director (AR) (7 Mar 2019 to 13 Jul 2022)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.