Impax Asset Management Limited

• Principal Place of Business

  7th Floor

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442039123000

  Web

  http://www.impaxam.com

• Complaints Contact

  7th Floor

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442039123022

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• James Keith Ross Falconer

  IRN JKF01010

  • SMF9 Chair of the Governing Body (9 Dec 2019 to 8 Dec 2020)
  • CF2 Non Executive Director (16 Feb 2004 to 8 Dec 2019)
• Janneka Khurmi

  IRN JXK00414

  • [FCA CF] Client dealing (6 Feb 2024 to 26 Nov 2025)
• Jason David Cogley

  IRN JDC01123

  • CF30 Customer (10 May 2012 to 15 Jul 2014)
• Jelena Clare Boskovic

  IRN JXB01123

  • [FCA CF] Client dealing (since 29 Aug 2024)
• Joe Keefe

  IRN JXK00604

  • [FCA CF] Material risk taker (13 Dec 2023 to 31 Jan 2024)
• John Boese

  IRN JXB01286

  • [FCA CF] Manager of certification employee (since 19 Aug 2025)
  • [FCA CF] Material risk taker (since 12 Dec 2024)
  • [FCA CF] Manager of certification employee (1 Feb 2023 to 17 Nov 2023)
  • [FCA CF] Significant management (1 Feb 2023 to 17 Nov 2023)
• John Joseph Bastow

  IRN JXB09091

  • [FCA CF] Material risk taker (11 Dec 2023 to 5 Feb 2024)
  • [FCA CF] Manager of certification employee (4 Feb 2021 to 17 Nov 2023)
  • [FCA CF] Significant management (4 Feb 2021 to 17 Nov 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 5 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Mar 2023)
  • CF10 Compliance Oversight (11 Feb 2019 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (11 Feb 2019 to 8 Dec 2019)
  • CF28 Systems and controls (11 Feb 2019 to 8 Dec 2019)
• Jonathan Mark Nicholas Fogg

  IRN JMF01087

  • CF30 Customer (1 Nov 2007 to 13 Feb 2012)
  • CF27 Investment Management (4 Nov 2005 to 31 Oct 2007)
  • CF21 Investment Adviser (4 Nov 2005 to 31 Oct 2007)
• Jonathan Michael Forster

  IRN JMF01088

  • [FCA CF] Client dealing (since 6 Feb 2024)
  • [FCA CF] Manager of certification employee (since 6 Feb 2024)
  • [FCA CF] Material risk taker (6 Feb 2024 to 31 Dec 2025)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• Joseph Keefe

  IRN JXK02195

  • SMF3 Executive Director (9 Dec 2019 to 1 Mar 2021)
  • CF1 Director (12 Feb 2018 to 8 Dec 2019)

No changes recorded yet.