John Joseph Bastow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Impax Asset Management Limited (no longer approved here)

    FRN 197008

    • [FCA CF] Material risk taker (11 Dec 2023 to 5 Feb 2024)
    • [FCA CF] Manager of certification employee (4 Feb 2021 to 17 Nov 2023)
    • [FCA CF] Significant management (4 Feb 2021 to 17 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Mar 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Apr 2024)
    • CF11 Money Laundering Reporting (11 Feb 2019 to 8 Dec 2019)
    • CF28 Systems and controls (11 Feb 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (11 Feb 2019 to 8 Dec 2019)
  • Impax Asset Management (AIFM) Limited (no longer approved here)

    FRN 613534

    • [FCA CF] Material risk taker (11 Dec 2023 to 5 Feb 2024)
    • [FCA CF] Manager of certification employee (4 Feb 2021 to 17 Nov 2023)
    • [FCA CF] Significant management (4 Feb 2021 to 17 Nov 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 5 Apr 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 8 Mar 2023)
    • CF10 Compliance Oversight (11 Feb 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Feb 2019 to 8 Dec 2019)
    • CF28 Systems and controls (11 Feb 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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