Impax Asset Management Limited

• Principal Place of Business

  7th Floor

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442039123000

  Web

  http://www.impaxam.com

• Complaints Contact

  7th Floor

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442039123022

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Annika Christina Norman

  IRN ACN01030

  • CF11 Money Laundering Reporting (12 Feb 2014 to 20 Jun 2014)
  • CF10 Compliance Oversight (12 Feb 2014 to 20 Jun 2014)
• Arjun Jain

  IRN AXJ00562

  • [FCA CF] Client dealing (21 Dec 2024 to 26 Aug 2025)
• Arnaud, Jacques, Marie, Gilbert de Beauchef de Servigny

  IRN AXD01786

  • [FCA CF] Material risk taker (14 Dec 2023 to 5 Feb 2024)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 7 Dec 2023)
  • CF2 Non Executive Director (11 Jun 2018 to 8 Dec 2019)
• Arunesh Kumaravel

  IRN AXK00441

  • [FCA CF] Client dealing (3 Dec 2021 to 17 Nov 2023)
• Aya Touil

  IRN AXT00362

  • [FCA CF] Client dealing (8 Dec 2021 to 3 Aug 2022)
• Babaola Alabi Omiyale

  IRN BAO01025

  • [FCA CF] Client dealing (since 6 Feb 2024)
• Barbara Nancy Heap

  IRN BNH01001

  • [FCA CF] Manager of certification employee (since 6 Feb 2024)
  • [FCA CF] Client dealing (since 6 Feb 2024)
• Ben Stafford

  IRN BXS02255

  • CF30 Customer (21 Nov 2017 to 8 Mar 2019)
• Brian Fruh

  IRN BXF00133

  • [FCA CF] Significant management (10 Feb 2023 to 17 Nov 2023)
• Brooke Connell

  IRN BXC00472

  • [FCA CF] Client dealing (since 3 Apr 2026)

No changes recorded yet.