Impax Asset Management Limited

• Principal Place of Business

  7th Floor

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442039123000

  Web

  http://www.impaxam.com

• Complaints Contact

  7th Floor

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442039123022

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mark Verhoeven

  IRN MXV00058

  • [FCA CF] Client dealing (4 Feb 2021 to 24 Nov 2022)
• Mary Patricia Alexander

  IRN MXA00311

  • SMF3 Executive Director (13 Dec 2022 to 15 May 2023)
  • [FCA CF] Significant management (4 Feb 2021 to 5 May 2023)
• Mathias Dernouny

  IRN MXD00427

  • [FCA CF] Client dealing (since 21 Feb 2025)
  • [FCA CF] Client dealing (3 Dec 2021 to 17 Nov 2023)
• Matthew Carter

  IRN MXC00969

  • [FCA CF] Client dealing (since 6 Feb 2024)
  • [FCA CF] Manager of certification employee (5 Aug 2025 to 26 Nov 2025)
• Matthew Wright

  IRN MXW00795

  • [FCA CF] Client dealing (since 6 Feb 2024)
• Maureen Conley

  IRN MXC00911

  • [FCA CF] Significant management (10 Feb 2023 to 17 Nov 2023)
• Melville Ellis Vernon Haggard

  IRN MEH01051

  • CF27 Investment Management (22 May 2006 to 14 Aug 2007)
• Michael Burt Knight

  IRN MBK01011

  • CF10a CASS Oversight function (7 Dec 2011 to 6 Sep 2013)
  • CF28 Systems and controls (15 Apr 2009 to 6 Sep 2013)
  • CF11 Money Laundering Reporting (1 Jul 2008 to 6 Sep 2013)
  • CF10 Compliance Oversight (1 Jul 2008 to 6 Sep 2013)
• Michael Joseph Tyrrell

  IRN MXT00474

  • [FCA CF] Significant management (9 Feb 2023 to 17 Nov 2023)
• Michael Richard Landymore

  IRN MRL01043

  • [FCA CF] Client dealing (6 Feb 2024 to 31 Dec 2024)
  • [FCA CF] Manager of certification employee (28 Jul 2021 to 23 Aug 2021)
  • CF30 Customer (31 Oct 2012 to 8 Dec 2019)

No changes recorded yet.