Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Impax Asset Management Limited (no longer approved here)

    FRN 197008

    • [FCA CF] Client dealing (6 Feb 2024 to 31 Dec 2024)
    • [FCA CF] Manager of certification employee (28 Jul 2021 to 23 Aug 2021)
    • CF30 Customer (31 Oct 2012 to 8 Dec 2019)
  • Impax Asset Management (AIFM) Limited (no longer approved here)

    FRN 613534

    • [FCA CF] Manager of certification employee (28 Jul 2021 to 23 Aug 2021)
    • [FCA CF] Client dealing (4 Feb 2021 to 17 Nov 2023)
    • CF30 Customer (3 Jul 2014 to 8 Dec 2019)
  • Cooperatieve Rabobank U.A. (no longer approved here)

    FRN 171596

    • CF21 Investment Adviser (13 Apr 2004 to 31 Jul 2007)
  • Investec Bank PLC (no longer approved here)

    FRN 172330

    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2003)

Recent activity

Updates to this individual's record on the FCA register.

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