Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (6 Feb 2024 to 31 Dec 2024)
- [FCA CF] Manager of certification employee (28 Jul 2021 to 23 Aug 2021)
- CF30 Customer (31 Oct 2012 to 8 Dec 2019)
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- [FCA CF] Manager of certification employee (28 Jul 2021 to 23 Aug 2021)
- [FCA CF] Client dealing (4 Feb 2021 to 17 Nov 2023)
- CF30 Customer (3 Jul 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (13 Apr 2004 to 31 Jul 2007)
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- CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.