Impax Asset Management Limited

• Principal Place of Business

  7th Floor

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442039123000

  Web

  http://www.impaxam.com

• Complaints Contact

  7th Floor

  30 Panton Street

  London

  SW1Y 4AJ

  UNITED KINGDOM

  Phone

  +442039123022

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Kathryn Joanna Preedy

  IRN KXP00149

  • [FCA CF] Client dealing (4 Feb 2021 to 17 Nov 2023)
• Katy Ann Hutchinson

  IRN KXH00249

  • [FCA CF] Client dealing (since 6 Feb 2024)
  • [FCA CF] Client dealing (28 Jul 2021 to 23 Aug 2021)
• Kevin Christopher Schneider

  IRN KXS00227

  • [FCA CF] Client dealing (since 6 Feb 2024)
  • [FCA CF] Manager of certification employee (since 5 Mar 2021)
• Kirk Allen Hotte

  IRN KAH01120

  • [FCA CF] Manager of certification employee (since 6 Feb 2024)
  • [FCA CF] Client dealing (since 6 Feb 2024)
  • CF30 Customer (24 Oct 2018 to 8 Dec 2019)
• Kirsteen Morrison

  IRN KXM01153

  • [FCA CF] Client dealing (since 6 Feb 2024)
  • [FCA CF] Manager of certification employee (since 6 Feb 2024)
  • [FCA CF] Material risk taker (since 6 Feb 2024)
  • CF30 Customer (20 Jan 2011 to 8 Dec 2019)
• Kofi Amoako Asiedu-Offei

  IRN KXA00111

  • [FCA CF] Significant management (26 Feb 2021 to 30 Jun 2021)
• Lauren Cosgrove

  IRN LXC00270

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 Oct 2025)
  • SMF16 Compliance Oversight (since 5 Apr 2024)
  • [FCA CF] Significant management (3 Aug 2021 to 17 Nov 2023)
• Lee James Clements

  IRN LJC01130

  • CF30 Customer (15 Jul 2008 to 9 Feb 2015)
• Lindsey Brace Martinez

  IRN LBM01012

  • [FCA CF] Material risk taker (14 Dec 2023 to 5 Feb 2024)
  • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 5 Feb 2024)
  • CF2 Non Executive Director (7 Jul 2015 to 8 Dec 2019)
• Lisa Kristina Beauvilain

  IRN LKA01003

  • [FCA CF] Material risk taker (since 6 Feb 2024)
  • [FCA CF] Significant management (since 4 Feb 2021)
  • [FCA CF] Material risk taker (7 Dec 2023 to 14 Dec 2023)
  • [FCA CF] Manager of certification employee (4 Feb 2021 to 17 Nov 2023)

No changes recorded yet.