IG Trading and Investments Limited

• Principal Place of Business

  Cannon Bridge House

  25 Dowgate Hill

  London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442078960011

  Web

  https://www.ig.com

• Complaints Contact

  Cannon Bridge House

  25 Dowgate Hill

  London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442078960011

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Daniel Marc Williams

  IRN DMW01209

  • SMF5 Head of Internal Audit (23 Dec 2021 to 28 Feb 2025)
• Daniel Stanziola

  IRN DXS00942

  • [FCA CF] Client dealing (5 Dec 2023 to 5 Jul 2024)
• David Cancel

  IRN DXC00899

  • [FCA CF] Client dealing (since 25 Jun 2025)
• David Castillo

  IRN DXC00416

  • [FCA CF] Client dealing (19 Aug 2022 to 31 Jul 2024)
• David GOODCHILD

  IRN DMG01153

  • SMF4 Chief Risk (21 May 2025 to 21 Apr 2026)
• David Hales

  IRN DJH01406

  • [FCA CF] Manager of certification employee (since 19 Aug 2022)
  • [FCA CF] Algorithmic trading (since 19 Aug 2022)
• David Jenkins

  IRN DXJ00229

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Jun 2025)
• David Lynch

  IRN DPL01049

  • [FCA CF] Client dealing (since 19 Aug 2022)
• Davide Bertini

  IRN DXB00862

  • [FCA CF] Client dealing (5 Aug 2022 to 13 Apr 2024)
• Deborah Finlayson

  IRN DXF00149

  • [FCA CF] Material risk taker (19 Aug 2022 to 19 Aug 2022)
  • [FCA CF] Significant management (19 Aug 2022 to 19 Aug 2022)

No changes recorded yet.