IG Trading and Investments Limited

• Principal Place of Business

  Cannon Bridge House

  25 Dowgate Hill

  London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442078960011

  Web

  https://www.ig.com

• Complaints Contact

  Cannon Bridge House

  25 Dowgate Hill

  London

  EC4R 2YA

  UNITED KINGDOM

  Phone

  +442078960011

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Rights to or interests in investments (Security), Share, Unit, Warrant

• Sara Goldstein

  IRN SJG01308

  • [FCA CF] Client dealing (since 19 Aug 2022)
  • [FCA CF] Manager of certification employee (since 19 Aug 2022)
• Sarah Dipple

  IRN SXD00922

  • [FCA CF] CASS oversight function (since 25 Jun 2025)
• Sarah Louise Gore Langton

  IRN SLG01089

  • SMF4 Chief Risk (23 Apr 2024 to 7 May 2025)
  • SMF17 Money Laundering Reporting Officer (MLRO) (23 Dec 2021 to 6 Jun 2024)
  • SMF16 Compliance Oversight (23 Dec 2021 to 6 Jun 2024)
• Sean Dwyer

  IRN SXD00371

  • [FCA CF] Significant management (19 Aug 2022 to 30 Jun 2023)
• Sean Power

  IRN SDP01074

  • [FCA CF] Client dealing (since 19 Aug 2022)
• Sergio Schiattarella

  IRN SXS01596

  • [FCA CF] Algorithmic trading (14 Mar 2023 to 18 Aug 2023)
  • [FCA CF] Client dealing (14 Mar 2023 to 18 Aug 2023)
• Shane Cummins

  IRN SXC00575

  • [FCA CF] Client dealing (19 Aug 2022 to 31 Oct 2023)
• Shaun Dendere

  IRN SXD00372

  • [FCA CF] Client dealing (19 Aug 2022 to 31 Aug 2022)
• Shuai Yuan

  IRN SXY00058

  • [FCA CF] Client dealing (since 19 Aug 2022)
• Sifiso Ngcobo

  IRN SXN00411

  • [FCA CF] Client dealing (10 Feb 2025 to 10 Jul 2025)

No changes recorded yet.