Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • IG Index Limited (no longer approved here)

    FRN 114059

    • SMF4 Chief Risk (23 Apr 2024 to 7 May 2025)
    • SMF16 Compliance Oversight (18 Feb 2021 to 6 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Feb 2021 to 6 Jun 2024)
    • CF11 Money Laundering Reporting (24 Oct 2017 to 6 Mar 2018)
    • CF10 Compliance Oversight (24 Oct 2017 to 6 Mar 2018)
  • IG Markets Limited (no longer approved here)

    FRN 195355

    • SMF4 Chief Risk (23 Apr 2024 to 7 May 2025)
    • SMF16 Compliance Oversight (18 Feb 2021 to 6 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Feb 2021 to 6 Jun 2024)
    • CF11 Money Laundering Reporting (24 Oct 2017 to 6 Mar 2018)
    • CF10 Compliance Oversight (24 Oct 2017 to 6 Mar 2018)
  • IG Trading and Investments Limited (no longer approved here)

    FRN 944492

    • SMF4 Chief Risk (23 Apr 2024 to 7 May 2025)
    • SMF16 Compliance Oversight (23 Dec 2021 to 6 Jun 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (23 Dec 2021 to 6 Jun 2024)

Recent activity

Updates to this individual's record on the FCA register.

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