Date authorised
1 April 2013
Companies House
01190902
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011
  • Complaints Contact

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Sarah Jo Wellman

    IRN SJW01303

    • CF26 Customer Trading (8 Jul 2003 to 5 Dec 2003)
  • Sarah Louise Gore Langton

    IRN SLG01089

    • SMF4 Chief Risk (23 Apr 2024 to 7 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (18 Feb 2021 to 6 Jun 2024)
    • SMF16 Compliance Oversight (18 Feb 2021 to 6 Jun 2024)
    • CF11 Money Laundering Reporting (24 Oct 2017 to 6 Mar 2018)
    • CF10 Compliance Oversight (24 Oct 2017 to 6 Mar 2018)
  • Scott Harvey

    IRN SXH01321

    • CF26 Customer Trading (21 Mar 2003 to 12 Dec 2006)
  • Scott Hendrik Reinert

    IRN SRH01164

    • CF30 Customer (21 Sep 2011 to 8 Feb 2012)
  • Scott Mongston

    IRN STM01069

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • CF30 Customer (11 Jul 2018 to 8 Dec 2019)
  • Scott Redford

    IRN SXR00371

    • [FCA CF] Client dealing (9 Dec 2019 to 22 Jan 2021)
    • [FCA CF] Algorithmic trading (9 Dec 2019 to 22 Jan 2021)
  • Sean Dwyer

    IRN SXD00371

    • [FCA CF] Significant management (1 Jun 2020 to 30 Jun 2023)
  • Sean Joseph McCarthy

    IRN SJM01311

    • CF26 Customer Trading (4 Mar 2002 to 7 Jan 2003)
  • Sean Power

    IRN SDP01074

    • [FCA CF] Client dealing (since 17 Sep 2021)
  • Sebastian, Dominique, Pius Albrecht Graf Zulynar-Redern

    IRN SDG01077

    • CF30 Customer (23 Oct 2008 to 8 Feb 2012)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.