Date authorised
1 April 2013
Companies House
01190902
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011
  • Complaints Contact

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Per Johan Ivar Berntsson

    IRN PJB01507

    • CF30 Customer (26 Apr 2012 to 13 Apr 2017)
  • Peter Frederick Martin

    IRN PFM01025

    • CF26 Customer Trading (6 Mar 2003 to 1 May 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 6 Mar 2003)
  • Peter Geoffrey Hetherington

    IRN PGH01047

    • CF3 Chief Executive (15 Oct 2015 to 27 Sep 2018)
    • CF28 Systems and controls (1 Nov 2007 to 27 Sep 2018)
    • CF30 Customer (1 Nov 2007 to 9 Dec 2009)
    • CF1 Director (20 Oct 2004 to 27 Sep 2018)
    • CF26 Customer Trading (21 Mar 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
  • Peter James McDermott

    IRN PJM01196

    • CF30 Customer (1 Nov 2007 to 30 Dec 2007)
    • CF26 Customer Trading (3 Apr 2003 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2003)
  • Peter John Murphy

    IRN PJM01207

    • CF30 Customer (1 Nov 2007 to 2 Sep 2010)
    • CF26 Customer Trading (27 Mar 2003 to 31 Oct 2007)
  • Peter Petrou

    IRN PXP01137

    • CF26 Customer Trading (28 Mar 2003 to 27 May 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 28 Mar 2003)
  • Peter Tardent

    IRN PXT00176

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 17 Feb 2020)
  • Peter Tubb

    IRN PCT01017

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 Dec 2024)
    • CF26 Customer Trading (21 Jul 2003 to 5 Dec 2003)
  • Peter Ward

    IRN PRW01123

    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (25 Nov 2016 to 8 Dec 2019)
  • Philip Gillett

    IRN PDG01065

    • CF30 Customer (1 Nov 2007 to 2 Sep 2010)
    • CF26 Customer Trading (27 Apr 2006 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.