Date authorised
1 April 2013
Companies House
01190902
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011
  • Complaints Contact

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Anthony Hill

    IRN PAH01140

    • CF26 Customer Trading (21 Mar 2003 to 10 Dec 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 21 Mar 2003)
  • Paul Cappetta

    IRN PXC00333

    • [FCA CF] Client dealing (since 14 Feb 2020)
  • Paul Charles Austin

    IRN PCA01017

    • CF1 Director (1 Dec 2001 to 1 Oct 2004)
  • Paul David Stevens

    IRN PDS01189

    • CF30 Customer (11 Jun 2014 to 8 Dec 2019)
  • Paul James Hailey

    IRN PJH01372

    • CF30 Customer (1 Nov 2007 to 31 Jul 2009)
    • CF26 Customer Trading (19 Apr 2005 to 31 Oct 2007)
  • Paul Madassery

    IRN PXM00371

    • [FCA CF] Client dealing (4 May 2020 to 9 Sep 2023)
  • Paul Nesteruk

    IRN PXN01173

    • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
    • CF26 Customer Trading (1 Aug 2006 to 31 Oct 2007)
  • Paul Richard Mainwaring

    IRN PRM01146

    • SMF2 Chief Finance (9 Dec 2019 to 1 Jun 2020)
    • SMF3 Executive Director (9 Dec 2019 to 1 Jun 2020)
    • CF1 Director (20 Jul 2016 to 8 Dec 2019)
    • CF10a CASS Oversight function (20 Jul 2016 to 2 Jan 2019)
    • CF28 Systems and controls (20 Jul 2016 to 8 Dec 2019)
  • Paul Themba Wagner

    IRN PTW01021

    • CF30 Customer (19 Mar 2008 to 12 Nov 2009)
    • CF26 Customer Trading (1 Dec 2001 to 5 Dec 2003)
  • Paulo Rui Beijinho Rosario

    IRN PRR01056

    • CF30 Customer (21 Sep 2011 to 31 Jan 2013)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.