Date authorised
1 April 2013
Companies House
01190902
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011
  • Complaints Contact

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jos Evans

    IRN JXE01266

    • CF30 Customer (1 Nov 2007 to 21 Nov 2007)
    • CF26 Customer Trading (13 Jun 2007 to 31 Oct 2007)
  • Joseph Cheung

    IRN JXC00650

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Joseph McCaughran

    IRN JXM03257

    • SMF4 Chief Risk (9 Dec 2019 to 29 Apr 2024)
    • CF28 Systems and controls (24 Oct 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Aug 2014 to 24 Oct 2017)
    • CF11 Money Laundering Reporting (20 Aug 2014 to 24 Oct 2017)
  • Joseph Murray Swan

    IRN JMS01180

    • CF26 Customer Trading (1 Dec 2001 to 17 Sep 2004)
  • Joseph Pelley

    IRN JXP00423

    • [FCA CF] Client dealing (9 Dec 2019 to 16 Sep 2021)
  • Joseph Ryan

    IRN JJR01062

    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • CF30 Customer (29 Jul 2011 to 8 Dec 2019)
    • CF26 Customer Trading (14 Aug 2006 to 31 Oct 2007)
  • Josh Springthorpe

    IRN JXS03634

    • CF30 Customer (6 Sep 2016 to 15 Aug 2019)
  • Jouri Van Harten

    IRN JXV00167

    • [FCA CF] Client dealing (14 Jun 2023 to 31 Dec 2024)
  • Jouri Van Harten

    IRN JXV00169

    • [FCA CF] Client dealing (28 Apr 2023 to 31 Dec 2024)
  • Julian Edwards

    IRN JXE00145

    • [FCA CF] Client dealing (9 Dec 2019 to 3 May 2022)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 May 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.