Date authorised
1 April 2013
Companies House
01190902
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011
  • Complaints Contact

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Julian Schaps

    IRN JXS03757

    • CF30 Customer (7 Aug 2017 to 12 Mar 2018)
  • Julie Tromelin

    IRN JXT00312

    • [FCA CF] Client dealing (9 Dec 2019 to 31 May 2020)
  • June Yee Felix

    IRN JYF01005

    • SMF3 Executive Director (9 Dec 2019 to 29 Aug 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 29 Aug 2023)
    • CF1 Director (24 Oct 2018 to 8 Dec 2019)
    • CF3 Chief Executive (24 Oct 2018 to 8 Dec 2019)
    • CF2 Non Executive Director (3 Sep 2015 to 21 Nov 2018)
  • Kagiso Mashigo

    IRN KXM00327

    • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2022)
  • Kamohelo Mokoatle

    IRN KXM00485

    • [FCA CF] Manager of certification employee (18 Feb 2022 to 30 Nov 2022)
    • [FCA CF] Client dealing (28 Jul 2021 to 30 Nov 2022)
  • Karen Toh

    IRN KXT00122

    • [FCA CF] Significant management (9 Dec 2019 to 31 Mar 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 31 Mar 2021)
  • Karim Fatih

    IRN KXF01063

    • CF26 Customer Trading (1 Dec 2001 to 10 Mar 2006)
  • Katharine Emma Slusar

    IRN KES01041

    • CF26 Customer Trading (11 Jul 2007 to 25 Sep 2007)
  • Katherine Elspeth Whitton

    IRN KEW01048

    • SMF18 Other Overall Responsibility (1 Feb 2022 to 11 Jun 2024)
  • Katherine Owen

    IRN KXO00062

    • [FCA CF] Client dealing (9 Dec 2019 to 10 Jul 2020)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.