Date authorised
1 April 2013
Companies House
01190902
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011
  • Complaints Contact

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • James Allen Newman

    IRN JAN00033

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 1 Jan 2021)
    • CF2 Non Executive Director (5 Sep 2013 to 8 Dec 2019)
  • James Brown

    IRN JXB01712

    • CF11 Money Laundering Reporting (4 Dec 2003 to 4 Feb 2004)
    • CF15 Internal Audit (1 Dec 2001 to 10 Aug 2006)
  • James Christopher Perry

    IRN JCP01171

    • CF30 Customer (14 Mar 2017 to 3 Sep 2018)
  • James Colley

    IRN JXC01438

    • CF30 Customer (1 Nov 2007 to 1 Nov 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • James Cosgrove

    IRN JXC03319

    • [FCA CF] Client dealing (since 2 Oct 2024)
  • James Edward Rutter

    IRN JER01133

    • CF30 Customer (10 Oct 2014 to 16 Mar 2018)
  • James Lovelock

    IRN JXL00366

    • [FCA CF] Client dealing (21 Aug 2020 to 5 Nov 2020)
  • James Matthew Raiski

    IRN JMR01096

    • CF30 Customer (1 Nov 2007 to 12 Sep 2008)
    • CF21 Investment Adviser (7 Mar 2006 to 31 Oct 2007)
    • CF26 Customer Trading (7 Mar 2003 to 10 Dec 2003)
  • James Michael Gee

    IRN JMG01248

    • CF30 Customer (7 Jun 2012 to 20 Apr 2017)
  • James Moore

    IRN JXM01566

    • CF26 Customer Trading (1 Dec 2001 to 22 Aug 2005)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.