Date authorised
1 April 2013
Companies House
01190902
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011
  • Complaints Contact

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dayrell Antony Collins

    IRN DAC01195

    • CF26 Customer Trading (20 Oct 2003 to 8 Sep 2004)
  • Deanna Ketcheson

    IRN DXK01195

    • CF26 Customer Trading (18 Nov 2002 to 17 May 2003)
  • Deborah Finlayson

    IRN DXF00149

    • [FCA CF] Material risk taker (15 Jul 2020 to 8 Dec 2021)
    • [FCA CF] Significant management (9 Dec 2019 to 8 Dec 2021)
  • Deen Ariff

    IRN DXA00338

    • [FCA CF] Client dealing (since 16 Feb 2023)
  • Dennis Tan

    IRN DXT00166

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Feb 2020)
  • Derek Hoi Cheung Cheuk

    IRN DHC01015

    • CF21 Investment Adviser (1 Dec 2001 to 4 Jun 2003)
  • Derin Ibrahim

    IRN DXI00036

    • [FCA CF] Client dealing (31 Jul 2020 to 13 Aug 2021)
  • Dev Madan Chopra

    IRN DMC01110

    • CF30 Customer (1 Nov 2007 to 31 Dec 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)
  • Dharmik Soneji

    IRN DKS01065

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 31 May 2022)
    • CF30 Customer (8 Mar 2016 to 8 Dec 2019)
  • Diane Elizabeth Allen

    IRN DEA01016

    • CF26 Customer Trading (1 Dec 2001 to 12 Feb 2003)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.