Date authorised
1 April 2013
Companies House
01190902
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011
  • Complaints Contact

    Cannon Bridge House
    25 Dowgate Hill
    London
    EC4R 2YA
    UNITED KINGDOM
    Phone
    +442078960011

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Binary Bet, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Rights to or interests in investments (Contractually Based Investments), Spread Bet

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dominic Bradley

    IRN DXB00493

    • [FCA CF] Significant management (1 Jun 2020 to 31 Oct 2024)
  • Dominic Penfold

    IRN DXP00279

    • [FCA CF] Significant management (1 Jun 2020 to 31 Jan 2023)
  • Dominic Philip Wall

    IRN DPW01070

    • CF26 Customer Trading (20 Sep 2005 to 28 Jul 2006)
  • Douglas Grant

    IRN DXG00269

    • [FCA CF] Client dealing (9 Dec 2019 to 12 Feb 2020)
  • Eduard Pieter van Nes

    IRN EPV01002

    • CF30 Customer (21 May 2012 to 14 Apr 2014)
  • Edward Charles Drake

    IRN ECD01008

    • CF26 Customer Trading (28 Mar 2003 to 26 Mar 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 24 Feb 2003)
  • Edward James Clancy Murray

    IRN EJM01077

    • CF26 Customer Trading (18 Mar 2003 to 30 Mar 2004)
  • Elizabeth De La Moriner

    IRN EXD01109

    • CF2 Non Executive Director (1 Dec 2001 to 11 Nov 2003)
  • Elliot Harris

    IRN EAH01030

    • [FCA CF] Algorithmic trading (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Sep 2003 to 31 Oct 2007)
  • Emilia Vitkovska

    IRN EVV01003

    • [FCA CF] Client dealing (6 Feb 2020 to 2 Oct 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.