Date authorised
1 April 2013
Companies House
OC364705
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    15 Golden Square
    London
    W1F 9JG
    UNITED KINGDOM
    Phone
    +442045510667
  • Complaints Contact

    5th Floor
    15 Golden Square
    London
    Westminster
    W1F 9JG
    UNITED KINGDOM
    Phone
    +442045510667

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver Gayle

    IRN OXG00026

    • [FCA CF] Client dealing (6 Mar 2023 to 4 Feb 2026)
  • Paul Kramer

    IRN PXK09284

    • [FCA CF] Client dealing (since 11 Aug 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 7 Jul 2023)
    • CF30 Customer (28 Dec 2018 to 8 Dec 2019)
  • Paul Richard Malan

    IRN PRM01111

    • SMF1 Chief Executive (since 5 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2024)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Mar 2024)
    • CF11 Money Laundering Reporting (29 Mar 2012 to 8 Dec 2019)
    • CF4 Partner (29 Mar 2012 to 8 Dec 2019)
    • CF30 Customer (29 Mar 2012 to 8 Dec 2019)
  • Peter Moore

    IRN PJM01424

    • [FCA CF] Manager of certification employee (since 24 Jul 2023)
    • [FCA CF] Material risk taker (since 24 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Mar 2012 to 8 Dec 2019)
    • CF4 Partner (29 Mar 2012 to 16 Sep 2013)
  • Pierre-Philippe Nicoli

    IRN PXN00135

    • [FCA CF] Manager of certification employee (since 8 Apr 2024)
    • [FCA CF] Client dealing (since 4 Sep 2023)
  • Rachele Angeli

    IRN RXA00055

    • [FCA CF] Client dealing (since 9 Dec 2019)
  • Reiner Schraenkler

    IRN RXS01289

    • [FCA CF] Significant management (9 Dec 2019 to 17 Feb 2023)
    • SMF27 Partner (9 Dec 2019 to 1 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 17 Feb 2023)
    • CF30 Customer (3 Nov 2014 to 8 Dec 2019)
    • CF4 Partner (23 Sep 2014 to 8 Dec 2019)
  • Rishi Pabari

    IRN RXP01507

    • [FCA CF] Manager of certification employee (since 5 Dec 2023)
    • [FCA CF] Material risk taker (since 20 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Mar 2012 to 8 Dec 2019)
    • CF4 Partner (29 Mar 2012 to 16 Sep 2013)
  • Rory Hunter

    IRN RXH01950

    • CF30 Customer (9 Sep 2014 to 9 Jul 2016)
  • Ryan Sutherland

    IRN RXS00360

    • [FCA CF] Client dealing (1 Dec 2021 to 21 Mar 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.