Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF27 Partner (9 Dec 2019 to 1 Jan 2022)
- [FCA CF] Client dealing (9 Dec 2019 to 17 Feb 2023)
- [FCA CF] Significant management (9 Dec 2019 to 17 Feb 2023)
- CF30 Customer (3 Nov 2014 to 8 Dec 2019)
- CF4 Partner (23 Sep 2014 to 8 Dec 2019)
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- CF21 Investment Adviser (1 Dec 2001 to 22 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.