Date authorised
1 April 2013
Companies House
OC364705
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    15 Golden Square
    London
    W1F 9JG
    UNITED KINGDOM
    Phone
    +442045510667
  • Complaints Contact

    5th Floor
    15 Golden Square
    London
    Westminster
    W1F 9JG
    UNITED KINGDOM
    Phone
    +442045510667

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jaime Perez-Maura

    IRN JXP00229

    • [FCA CF] Manager of certification employee (since 5 Dec 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
  • James Knox

    IRN JAK01170

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Mar 2023)
  • Jan Kurzeja

    IRN JXK00198

    • [FCA CF] Client dealing (since 1 Sep 2021)
  • Jeremy Smith

    IRN JXS02809

    • [FCA CF] Manager of certification employee (since 5 Dec 2023)
    • [FCA CF] Material risk taker (since 19 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (6 Jun 2013 to 8 Dec 2019)
  • Joakim Lambotte

    IRN JXL02267

    • [FCA CF] Manager of certification employee (since 5 Dec 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (29 Nov 2017 to 8 Dec 2019)
  • Joanna Tan

    IRN JXT76191

    • [FCA CF] Client dealing (since 13 Sep 2024)
  • Joel Adaah

    IRN JXA01904

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (7 Jul 2016 to 8 Dec 2019)
  • John Graham Cutler

    IRN JGC01061

    • SMF16 Compliance Oversight (17 Mar 2022 to 15 Nov 2022)
  • Kristoff Torfs

    IRN KXT01574

    • [FCA CF] Material risk taker (since 12 Jul 2023)
    • [FCA CF] Manager of certification employee (since 12 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (21 Jun 2016 to 8 Dec 2019)
  • Kyle Duffy

    IRN KXD07044

    • [FCA CF] Manager of certification employee (since 5 Dec 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (12 Oct 2018 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.