Date authorised
1 April 2013
Companies House
OC364705
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    5th Floor
    15 Golden Square
    London
    W1F 9JG
    UNITED KINGDOM
    Phone
    +442045510667
  • Complaints Contact

    5th Floor
    15 Golden Square
    London
    Westminster
    W1F 9JG
    UNITED KINGDOM
    Phone
    +442045510667

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Luson

    IRN DXL01729

    • [FCA CF] Manager of certification employee (since 5 Dec 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (22 Sep 2015 to 8 Dec 2019)
  • Dermot Joseph Logan

    IRN DXL09439

    • [FCA CF] Manager of certification employee (since 9 Dec 2024)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (18 Dec 2018 to 8 Dec 2019)
  • Deryk King

    IRN DXK01443

    • [FCA CF] Significant management (9 Dec 2019 to 5 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2024)
    • SMF27 Partner (9 Dec 2019 to 2 Jan 2026)
    • CF4 Partner (29 Mar 2012 to 8 Dec 2019)
  • Enis Moran

    IRN EXM01430

    • [FCA CF] Material risk taker (since 12 Jul 2023)
    • [FCA CF] Manager of certification employee (since 12 Jul 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (29 Mar 2012 to 16 Sep 2013)
    • CF30 Customer (29 Mar 2012 to 8 Dec 2019)
  • Gary Eade

    IRN GJE01038

    • [FCA CF] Material risk taker (17 Jul 2023 to 3 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 3 Oct 2023)
    • CF30 Customer (22 Nov 2013 to 8 Dec 2019)
  • Gerald Wu Jin Chuen

    IRN GXW00354

    • [FCA CF] Client dealing (since 16 Dec 2024)
  • Giorgia Pontico

    IRN GXP09563

    • [FCA CF] Manager of certification employee (since 5 Dec 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Dec 2018 to 8 Dec 2019)
  • Iain Ross MacLeod

    IRN IRM01053

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • [FCA CF] Significant management (9 Dec 2019 to 5 Mar 2024)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 5 Mar 2024)
    • CF30 Customer (18 Jul 2012 to 8 Dec 2019)
    • CF4 Partner (18 Jul 2012 to 8 Dec 2019)
  • Indradoot Dhar

    IRN IXD01129

    • [FCA CF] Manager of certification employee (since 5 Dec 2023)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF4 Partner (29 Mar 2012 to 16 Sep 2013)
    • CF30 Customer (29 Mar 2012 to 16 Jan 2013)
  • Ivana Semeraro

    IRN IXS01160

    • [FCA CF] Manager of certification employee (12 Jul 2023 to 1 Sep 2025)
    • [FCA CF] Material risk taker (12 Jul 2023 to 1 Sep 2025)
    • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2025)
    • CF30 Customer (22 Nov 2013 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.