ICG MANAGER LIMITED

• Principal Place of Business

  Procession House

  55 Ludgate Hill

  London

  EC4M 7JW

  UNITED KINGDOM

  Phone

  +4402035452000

  Web

  https://www.icgam.com

• Complaints Contact

  Procession House

  55 Ludgate Hill

  London

  EC4M 7JW

  UNITED KINGDOM

  Phone

  +4402035452000

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Allan Patrick Marchington

  IRN APM01142

  • [FCA CF] Manager of certification employee (since 12 Sep 2023)
  • [FCA CF] Client dealing (since 20 Jul 2023)
  • [FCA CF] Significant management (since 20 Jan 2021)
• Anahita Firouzbakht

  IRN AXF01550

  • [FCA CF] Client dealing (since 9 Sep 2022)
• Andrea Serra

  IRN AXS01258

  • [FCA CF] Material risk taker (since 19 Jan 2024)
  • [FCA CF] Client dealing (since 19 Jan 2024)
  • [FCA CF] Significant management (since 21 Sep 2022)
• Andreas Mondovits

  IRN AXM04798

  • SMF3 Executive Director (8 Apr 2020 to 16 May 2025)
  • CF29 Significant management (4 Apr 2017 to 8 Dec 2019)
• Andrew Coventon Phillips

  IRN ACP01075

  • CF30 Customer (1 Nov 2007 to 25 Mar 2009)
  • CF27 Investment Management (8 Feb 2005 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 25 Mar 2009)
• Andrew David Jackson

  IRN ADJ01024

  • CF27 Investment Management (1 Dec 2001 to 31 Jul 2003)
• Andrew Lewis

  IRN AXL00215

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Significant management (9 Dec 2019 to 5 Feb 2024)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 19 Apr 2023)
• Andrew Peter Hawkins

  IRN APH01073

  • [FCA CF] Client dealing (19 Jan 2024 to 30 Jun 2025)
  • [FCA CF] Material risk taker (19 Jan 2024 to 30 Jun 2025)
  • [FCA CF] Significant management (17 Oct 2022 to 30 Jun 2025)
  • SMF3 Executive Director (3 Apr 2020 to 5 Sep 2022)
• Andy Wong

  IRN AXW01042

  • [FCA CF] Significant management (since 18 Jul 2025)
  • [FCA CF] Client dealing (since 18 Jul 2025)
• Aneta Maria Polk

  IRN AMP01149

  • CF11 Money Laundering Reporting (18 Mar 2009 to 17 Mar 2011)
  • CF10 Compliance Oversight (18 Mar 2009 to 6 Jun 2012)

No changes recorded yet.