Date authorised
1 April 2013
Companies House
02327504
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Procession House
    55 Ludgate Hill
    London
    EC4M 7JW
    UNITED KINGDOM
    Phone
    +4402035452000
  • Complaints Contact

    Procession House
    55 Ludgate Hill
    London
    EC4M 7JW
    UNITED KINGDOM
    Phone
    +4402035452000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Anna Caterina Ket

    IRN AXK00824

    • [FCA CF] Client dealing (since 6 Feb 2024)
  • Anthony Heyman

    IRN AXH00386

    • [FCA CF] Client dealing (since 19 Jan 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 19 Jan 2024)
  • Antje Hensel-Roth

    IRN AXH25588

    • SMF3 Executive Director (since 17 Mar 2020)
  • Bartek Cal

    IRN BXC00221

    • [FCA CF] Significant management (29 Nov 2021 to 1 Dec 2023)
  • Bashak-Julianna Demir

    IRN BXD01345

    • [FCA CF] Manager of certification employee (4 Feb 2025 to 22 Oct 2025)
    • [FCA CF] Client dealing (18 May 2022 to 22 Oct 2025)
    • [FCA CF] Significant management (18 May 2022 to 19 Jan 2024)
  • Bastian Schmedding

    IRN BXS00165

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 14 Jan 2026)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Mar 2026)
  • Ben Tyrrell Maxmin

    IRN BTM01034

    • [FCA CF] Client dealing (11 Feb 2022 to 19 Apr 2023)
  • Benjamin Marcus Geoffrey Edgar

    IRN BXE01034

    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2023)
    • CF30 Customer (28 Aug 2015 to 8 Dec 2019)
  • Benoit Laurent Pierre Durteste

    IRN BLD00012

    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (25 Jul 2017 to 8 Dec 2019)
    • CF1 Director (3 Apr 2012 to 9 Dec 2019)
    • CF30 Customer (18 Feb 2008 to 8 Dec 2019)
  • Bindesh Savjani

    IRN BXS01328

    • CF28 Systems and controls (19 Oct 2015 to 30 Nov 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.