Date authorised
1 April 2013
Companies House
02327504
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Procession House
    55 Ludgate Hill
    London
    EC4M 7JW
    UNITED KINGDOM
    Phone
    +4402035452000
  • Complaints Contact

    Procession House
    55 Ludgate Hill
    London
    EC4M 7JW
    UNITED KINGDOM
    Phone
    +4402035452000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Charles Reynolds

    IRN RCR01067

    • [FCA CF] Client dealing (9 Sep 2022 to 4 Apr 2025)
  • Robert Gordon Faulkner

    IRN RGF01053

    • SMF3 Executive Director (since 14 Mar 2023)
    • [FCA CF] Material risk taker (5 Jul 2021 to 14 Mar 2023)
    • [FCA CF] Significant management (1 Jun 2020 to 14 Mar 2023)
    • [FCA CF] Manager of certification employee (1 Jun 2020 to 14 Mar 2023)
  • Robin Molvin

    IRN RXM00460

    • [FCA CF] Client dealing (since 30 Jan 2024)
    • [FCA CF] Significant management (since 20 May 2021)
  • Roger James Thomson

    IRN RXT00175

    • [FCA CF] Material risk taker (since 30 Jan 2024)
    • [FCA CF] Significant management (21 Apr 2021 to 6 Feb 2024)
  • Rolf Peter Adrianus Nuijens

    IRN RPN01014

    • CF30 Customer (1 Mar 2011 to 30 Apr 2015)
    • CF1 Director (4 May 2006 to 1 Mar 2011)
  • Ron Igdaloff Attar

    IRN RXA00147

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 5 Feb 2024)
  • Rosine Vitman

    IRN RXV00033

    • [FCA CF] Material risk taker (since 1 Dec 2025)
    • [FCA CF] Manager of certification employee (since 30 Jan 2024)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Jan 2024)
  • Ryan Andrew Croteau

    IRN RXC00633

    • [FCA CF] Client dealing (since 2 May 2023)
  • Ryan Levitt

    IRN RXL00395

    • [FCA CF] Client dealing (since 13 Mar 2024)
    • [FCA CF] Significant management (since 13 Mar 2024)
  • Ryan Shelswell

    IRN RXS00356

    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Dec 2023)
    • [FCA CF] Significant management (9 Dec 2019 to 1 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.