ICG Alternative Investment Limited
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
ICG PlcProcession House55 Ludgate HillLondonCity Of LondonEC4M 7JWUNITED KINGDOM- Phone
- +4402035452000
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Complaints Contact
Procession House55 Ludgate HillLondonEC4M 7JWUNITED KINGDOM- Phone
- +4402035452000
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Authorised to Operate
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Arranges Investments
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Arranges Asset Safekeeping
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Runs Investment Funds
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Investment Setup
For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
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Private Investment Funds
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Manages Your Portfolio
For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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John Malcolm
IRN JXM00582
- [FCA CF] Client dealing (23 Jan 2024 to 21 Jun 2024)
- [FCA CF] Material risk taker (9 Dec 2019 to 23 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 21 Jun 2024)
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John Michael Barker
IRN JMB01173
- CF30 Customer (10 Apr 2014 to 10 Apr 2014)
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Joseph Pallotta
IRN JXP00324
- [FCA CF] Client dealing (since 9 Dec 2019)
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Juerg Rimle
IRN JXR00967
- [FCA CF] Client dealing (since 4 Aug 2025)
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Julia Ute Beinker
IRN JXB00562
- [FCA CF] Manager of certification employee (since 14 Jan 2026)
- [FCA CF] Client dealing (since 9 Dec 2019)
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Julian Ashley Naylor
IRN JAN01099
- [FCA CF] Significant management (9 Dec 2019 to 30 Apr 2021)
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Julien Laporte
IRN JXL00493
- [FCA CF] Client dealing (since 25 Feb 2022)
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Justin McDougall
IRN JXM04306
- [FCA CF] Material risk taker (since 1 Dec 2025)
- [FCA CF] Client dealing (since 30 Jun 2025)
- [FCA CF] Significant management (since 30 Jun 2025)
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Kalyani Harar
IRN KXH00185
- [FCA CF] Client dealing (9 Dec 2019 to 21 Jan 2022)
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Kamaljit Tugnait
IRN KXT01123
- CF30 Customer (15 Jul 2016 to 8 Dec 2019)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.