ICBC Standard Bank Plc

• Principal Place of Business

  20 Gresham Street

  London

  EC2V 7JE

  UNITED KINGDOM

  Phone

  +4402031455000

  Web

  https://www.icbcstandard.com

• Complaints Contact

  20 Gresham Street

  London

  EC2V 7JE

  UNITED KINGDOM

  Phone

  +4402031455000

• Bank Deposits

  For All, Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trade Settlement Routing

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · This activity (except in respect of the following investment types "unit" and "rights to or interests in investments") may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · This activity may only be carried on as a cross-border service, or through branches, in those EEA member states where the firm has exercised passporting rights which have been agreed and notified under the EU Banking Consolidation Directive, in respect of the Annex Activities listed in the said notifications.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Nicola Burt

  IRN NXH01154

  • CF21 Investment Adviser (11 Dec 2002 to 18 Sep 2007)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 11 Dec 2002)
• Nicola Caroline Auret

  IRN NCA01032

  • SMF18 Other Overall Responsibility (since 7 Mar 2016)
  • CF29 Significant management (5 Feb 2016 to 6 Mar 2016)
  • CF28 Systems and controls (3 Jun 2014 to 8 Feb 2016)
• Nicolas Andrew John Christopher Contomichalos

  IRN NAC01032

  • CF1 Director (AR) (30 Apr 2010 to 28 Feb 2011)
  • CF30 Customer (1 Nov 2007 to 30 Mar 2010)
  • CF21 Investment Adviser (3 Mar 2004 to 3 Mar 2004)
  • CF27 Investment Management (8 Apr 2003 to 3 Mar 2004)
• Nicolas Dimitri Jean-Marie Narti

  IRN NDN01007

  • CF30 Customer (1 Nov 2007 to 27 May 2014)
  • CF21 Investment Adviser (8 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Mar 2007 to 8 Jun 2007)
  • CF26 Customer Trading (15 Sep 2006 to 8 Jun 2007)
• Nicolas Michel Farah

  IRN NMF01014

  • CF30 Customer (1 Nov 2007 to 31 Oct 2008)
  • CF21 Investment Adviser (11 Jun 2002 to 31 Oct 2007)
• Nidhi Kumra

  IRN NXK01228

  • CF30 Customer (26 Nov 2008 to 28 May 2010)
• Nigel Hanson Jones

  IRN NXJ57182

  • [FCA CF] Significant management (16 Mar 2018 to 5 Jul 2019)
  • [FCA CF] Manager of certification employee (16 Mar 2018 to 5 Jul 2019)
  • [FCA CF] Client dealing (24 May 2017 to 5 Jul 2019)
  • [PRA CF] Significant risk taker or Material risk taker (24 Apr 2017 to 5 Jul 2019)
• Nikolay Zhukovsky

  IRN NXZ01038

  • CF30 Customer (30 Aug 2011 to 13 Feb 2013)
• Nisheet Gupta

  IRN NXG01155

  • CF21 Investment Adviser (20 Nov 2003 to 12 Aug 2005)
• Nobuyuki Fukuzawa

  IRN NXF57160

  • [FCA CF] Algorithmic trading (since 16 Mar 2018)
  • [PRA CF] Significant risk taker or Material risk taker (1 Jan 2017 to 31 Dec 2018)

• Stegra Holdings Ltd (no longer appointed)

  FRN 522963 · Appointed 26 Apr 2010 · Until 28 Feb 2011

• Emtal Services Limited (no longer appointed)

  FRN 211422 · Appointed 29 Apr 2002 · Until 31 May 2010

No changes recorded yet.