Nisheet Gupta

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • DB UK Bank Limited (no longer approved here)

    FRN 140848

    • [FCA CF] Client dealing (31 Oct 2022 to 30 Dec 2025)
    • [FCA CF] Manager of certification employee (31 Oct 2022 to 30 Dec 2025)
    • [FCA CF] Functions requiring qualifications (31 Oct 2022 to 30 Dec 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 31 Dec 2022)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • [PRA CF] Significant risk taker or Material risk taker (17 Dec 2018 to 1 Nov 2021)
    • [FCA CF] Material risk taker (17 Dec 2018 to 1 Nov 2021)
    • [FCA CF] Manager of certification employee (1 Feb 2018 to 4 Aug 2022)
    • [FCA CF] Client dealing (27 Jul 2016 to 30 Sep 2016)
    • [FCA CF] Functions requiring qualifications (27 Jul 2016 to 14 Sep 2022)
  • ICBC Standard Bank Plc (no longer approved here)

    FRN 124823

    • CF21 Investment Adviser (20 Nov 2003 to 12 Aug 2005)
  • BELLECAPITAL UK LIMITED (no longer approved here)

    FRN 140948

    • CF21 Investment Adviser (21 Feb 2003 to 31 Oct 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.