ICBC (London) plc

• Principal Place of Business

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  http://www.icbclondon.com

• Complaints Contact

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073989574

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Miles Jay Turner

  IRN MJT01221

  • CF30 Customer (9 Nov 2012 to 27 Sep 2013)
• Mohammed Farrukh Naveed Shaida

  IRN MFS01081

  • SMF5 Head of Internal Audit (since 7 Mar 2016)
  • CF28 Systems and controls (3 Jul 2014 to 6 Mar 2016)
• Neil Stewart Edgley

  IRN NSE01013

  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Significant management (since 1 Jan 2023)
• Ning Kang

  IRN NXK65625

  • [FCA CF] Client dealing (23 May 2016 to 7 May 2021)
• Peter Golding

  IRN PXG65632

  • [FCA CF] Significant management (13 Apr 2022 to 19 Apr 2024)
  • [FCA CF] Material risk taker (7 Mar 2016 to 19 Apr 2024)
  • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 19 Apr 2024)
• Peter John Long

  IRN PJL01238

  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 3 Nov 2017)
  • CF11 Money Laundering Reporting (21 Jul 2015 to 6 Mar 2016)
• Peter Richard Goshawk

  IRN PRG01065

  • SMF10 Chair of the Risk Committee (7 Mar 2016 to 31 Aug 2018)
  • CF2 Non Executive Director (31 Mar 2015 to 6 Mar 2016)
• Peter Thomas Willan

  IRN PTW01044

  • CF30 Customer (18 Nov 2011 to 4 Jun 2014)
• Philip Mitchell

  IRN PXM00196

  • [FCA CF] Significant management (28 Dec 2020 to 29 Oct 2021)
  • [FCA CF] Material risk taker (28 Dec 2020 to 29 Oct 2021)
• Pramod Kumar Goud Gundla

  IRN PXG00106

  • SMF17 Money Laundering Reporting Officer (MLRO) (26 Jul 2023 to 23 Jan 2026)
  • [FCA CF] Material risk taker (28 Dec 2020 to 23 Jan 2026)
  • [FCA CF] Significant management (28 Dec 2020 to 23 Jan 2026)

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