ICBC (London) plc

• Principal Place of Business

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  http://www.icbclondon.com

• Complaints Contact

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073989574

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Qian Huang

  IRN QXH00006

  • [FCA CF] Client dealing (since 22 Feb 2022)
• Qiang Xue

  IRN QXX01000

  • [FCA CF] Client dealing (since 28 May 2018)
• Qingsheng Lin

  IRN QXL27173

  • Director of firm who is not a certification employee or a SMF manager (since 12 Oct 2018)
• Qizhi Hou

  IRN QXH00002

  • [FCA CF] Material risk taker (28 Dec 2020 to 10 Oct 2023)
  • [FCA CF] Significant management (28 Dec 2020 to 10 Oct 2023)
• Renjun Wang

  IRN RXW01658

  • CF30 Customer (3 Jun 2013 to 6 Mar 2016)
• Richard Andrew Frederick Heron

  IRN RXH00504

  • [FCA CF] Material risk taker (13 Apr 2022 to 3 Jul 2023)
  • [FCA CF] Significant management (13 Apr 2022 to 3 Jul 2023)
• Robert Carroll

  IRN RXC00830

  • [FCA CF] Material risk taker (since 26 Feb 2025)
  • [FCA CF] Significant management (since 26 Feb 2025)
• Robert Gordon Clark

  IRN RGC01098

  • SMF4 Chief Risk (7 Mar 2016 to 25 Apr 2025)
  • CF28 Systems and controls (27 Jan 2015 to 6 Mar 2016)
• Ruixiang Han

  IRN RXH02212

  • SMF1 Chief Executive (2 Aug 2016 to 3 Aug 2016)
• Sanjay Pandya

  IRN SXP01990

  • [FCA CF] Manager of certification employee (since 7 Mar 2016)
  • [FCA CF] Client dealing (since 7 Mar 2016)
  • CF30 Customer (18 Nov 2011 to 6 Mar 2016)

No changes recorded yet.