ICBC (London) plc

• Principal Place of Business

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073978888

  Web

  http://www.icbclondon.com

• Complaints Contact

  81 King William St

  London

  EC4N 7BG

  UNITED KINGDOM

  Phone

  +4402073989574

• Bank Deposits

  For All, Deposit

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Trades With You Directly

  For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rolling spot forex contract

• Scott Alexander Gandy

  IRN SAG01051

  • CF30 Customer (18 Nov 2013 to 7 Apr 2014)
• Seng Son Yuen

  IRN SXY00056

  • [FCA CF] Client dealing (27 Apr 2021 to 30 Sep 2021)
• Shu Gu

  IRN SXG01987

  • SMF9 Chair of the Governing Body (7 Mar 2016 to 7 Aug 2017)
  • CF2 Non Executive Director (20 Nov 2014 to 6 Mar 2016)
• Shunli Zhang

  IRN SXZ00013

  • [FCA CF] Material risk taker (28 Dec 2020 to 20 May 2024)
  • [FCA CF] Significant management (28 Dec 2020 to 20 May 2024)
• Shuyi Yuan

  IRN SXY01169

  • SMF24 Chief Operations (29 May 2018 to 30 Sep 2023)
  • SMF2 Chief Finance (15 Jul 2016 to 15 Dec 2017)
  • SMF3 Executive Director (7 Mar 2016 to 30 Sep 2023)
  • CF1 Director (10 Nov 2014 to 6 Mar 2016)
• Sihui Zeng

  IRN SXZ65634

  • [FCA CF] Client dealing (27 Nov 2017 to 28 Oct 2022)
• Sonam Hamel Kansara

  IRN SHK01035

  • [FCA CF] Material risk taker (since 1 Nov 2024)
  • [FCA CF] Significant management (since 1 Nov 2024)
• Sonia Milizia

  IRN SXM03238

  • CF30 Customer (18 Aug 2014 to 6 Mar 2016)
• Stewart Carvil

  IRN SXC65620

  • [PRA CF] Significant risk taker or Material risk taker (10 Sep 2018 to 22 Aug 2022)
  • [FCA CF] Material risk taker (10 Sep 2018 to 22 Aug 2022)
• Suchetana Mukherje

  IRN SXM00332

  • [FCA CF] Material risk taker (28 Dec 2020 to 28 Apr 2021)
  • [FCA CF] Significant management (28 Dec 2020 to 28 Apr 2021)

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