Date authorised
31 March 2005
Companies House
OC310282
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    One London Wall
    London
    EC2Y 5EA
    UNITED KINGDOM
    Phone
    +4402070826000
  • Complaints Contact

    30 Semple Street
    Edinburgh
    EH3 8BL
    UNITED KINGDOM
    Phone
    +4401316565000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Crawford Taylor

    IRN TXC01299

    • CF4 Partner (AR) (19 Apr 2016 to 7 Jan 2020)
    • CF4 Partner (4 Apr 2011 to 18 Nov 2019)
  • Damien James Hyland

    IRN DXH17333

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Nov 2023)
    • CF30 Customer (22 Jul 2019 to 8 Dec 2019)
  • David Alexander Morton

    IRN DAM01230

    • [FCA CF] Client dealing (9 Dec 2019 to 27 Feb 2023)
    • CF30 Customer (6 May 2010 to 8 Dec 2019)
  • David Alexander O'Hara

    IRN DAO01025

    • CF30 Customer (1 Nov 2007 to 1 Apr 2011)
    • CF21 Investment Adviser (5 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Dec 2006 to 10 Apr 2007)
  • David Colin Bowie

    IRN DCB01093

    • SMF27 Partner (9 Dec 2019 to 11 Oct 2022)
    • CF4 Partner (4 Apr 2011 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 15 Nov 2017)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
  • David James Walker

    IRN DJW01400

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (17 Aug 2009 to 8 Dec 2019)
  • David John Millar

    IRN DJM01377

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (1 Apr 2005 to 31 Oct 2007)
  • David Lewis Freedman

    IRN DLF01017

    • CF4 Partner (4 Apr 2011 to 3 Apr 2018)
  • David Q Yao

    IRN DQY01000

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (23 Feb 2017 to 8 Dec 2019)
  • David Thomas Boyd

    IRN DTB01057

    • CF30 Customer (21 Nov 2007 to 21 Oct 2015)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.